Governance & Controls - Risk Advisor I - FINRA Job at Truist Inc, Miami, FL

WlRNemROR3FNUlFVVzVIVCtKT1J3eXdv
  • Truist Inc
  • Miami, FL

Job Description

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? ( If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (careers@truist.com?subject=Accommodation%20request) (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program requirements (e.g., RCSA, KRIs, etc.) within the assigned areas of a Business Unit. Provide risk advice to effectively management risk within the assigned areas of a Business Unit. Aggregate, integrate, correlate, and report risks for assigned areas of a Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, or external events and ensure effective remediation Job Description Summary Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program requirements (e.g., RCSA, KRIs, etc.) within the assigned areas of a Business Unit. Provide risk advice to effectively management risk within the assigned areas of a Business Unit. Aggregate, integrate, correlate, and report risks for assigned areas of a Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, or external events and ensure effective remediation Job Description Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. Provide risk advice, through engagement with appropriate Subject Matter Experts (SMEs) and BURM peers, to assigned business areas within the Business Unit across all risk types to strengthen control environment (control design, implementation, evaluation, and reporting) and support adherence to applicable regulations, policies, and procedures. I Identify and remediate control gaps within assigned business areas. Identify, measure, monitor and escalate key and emerging risks; Report and communicate risk results and escalate material concerns to BURM Leadership. Monitor risk mitigation and risk acceptance decisions to ensure a balanced operating environment through formal issues management program and other applicable routines. Execute Enterprise and Risk Program requirements to effectively identify, measure, report, and mitigate risks; Utilize and refine analytical tools as appropriate to support assessments of risk. Report and communicate risk results and escalate material concerns to BURM Leadership. Execute control monitoring and testing activities to assess effectiveness of control environment. Manage, update, monitor and track controls, including those aligned to SOX and regulatory requirements. Support the execution of risk management initiatives at the direction of BURM Leadership. Other activities and special projects, as deemed required. Qualifications Required Qualifications: The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Bachelor’s degree in Accounting, Business, Finance or related field, or equivalent education and related training. Three to Six years of experience in a financial or other institution with emphasis on risk management or equivalent work experience and training.’ Understanding of SOX and other industry-related regulatory requirements. Knowledge of operational and other non-financial risks. Ability and willingness to learn and adapt to change and competing priorities. Strong written and verbal skills. Uses judgment but close supervision is required for most tasks. Demonstrated proficiency in basic computer applications, such as Microsoft Office software products. Ability to travel, occasionally overnight. Preferred Qualifications: Master’s degree in Finance or Business, or equivalent education and related training. Six + years of banking or relevant experience. Audit experience. Strong knowledge in field of assigned business unit(s). FINRA Series 7, 24, 53, and 66 licenses (Series 9&10 can be used in lieu of 53, Series 63 & 65 can be used in lieu of Series 66). General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site ( . Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work. Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace. EEO is the Law ( Pay Transparency Nondiscrimination Provision ( E-Verify ( Truist Inc

Job Tags

Holiday work, Full time, Part time, Work experience placement, Shift work, Night shift, Day shift,

Similar Jobs

Mclane Company, Inc.

CDL A DELIVERY TRUCK DRIVER (Jewell) Job at Mclane Company, Inc.

CDL-A Delivery Truck Driver - Experience Required You're already doing the work, why not get paid well while doing it? Our drivers average $80,000. $5000 Sign On Bonus. McLane promotes earning, learning, and living a great life. We are a team, and we want to work...

Infant Hearing Screening Specialists

Newborn Hearing Screener- Saturdays and Sundays Job at Infant Hearing Screening Specialists

 ...Description PRIMARY RESPONSIBILITIES: The Newborn Hearing Screener will conduct hearing screens on all applicable patients at the...  ...INTERPERSONAL REQUIREMENTS: Ability to communicate effectively with medical staff, including but not limited to, nurses and other staff... 

Avis Budget Group

Airport Fleet Driver/Transporter - PT Job at Avis Budget Group

 ...airport lots, depending on the location, from customer check-in, car wash, spaces ready for our customers to rent, maintenance and...  ...to contribute up to $270 as a tax-free benefit for public transportation or parking expenses Retirement benefits (401k) Employee discounts... 

AccentCare

Home Health Physical Therapy Assistant Job at AccentCare

 ...Job Description AccentCare is seeking a Home Health Physical Therapy Assistant for a job in Salem, New Hampshire. Job Description & Requirements...  ...in a clinical role Must be a licensed driver who can travel to all business locations Come As You Are At AccentCare... 

Liberty Personnel Services, Inc.

Director of Infrastructure and Security Job at Liberty Personnel Services, Inc.

 ...Job Details: Director of Infrastructure and Security My client has a full time opening for aDirector of Infrastructure and Security. This is a newly created role and is on site T, W and Th. Position is 60% Infrastructure and 40% Security and will involve the following...